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Tag Archives: securities violations
Module 2: Investment Basics | Blog 2-3: Investor Protection by David S. Krause
In Lesson 2-3, you learned about the regulation of the U.S. financial markets – and about the misdeeds of Bernie Madoff and other characters that broke various securities laws. The crimes of The Galleon Group, previously one of the largest hedge … Continue reading
Posted in Investment course
Tagged Applied Investment Management, David Krause, Dr. David Krause, Galleon Group, Hedge fund, Insider trading, Intro to Applied Investing, Marquette University, SAC Capital Advisors, SEC, securities violations, Steven Cohen, U.S. Securities and Exchange Commission
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Module 2: Investment Basics | Blog 2-4: Sources of Information by David S. Krause
In Lessons 2-4 and 2-5, you learned about the various sources of public information regarding the financial markets and individual companies. It is amazing the amount of information that is available online today – some of which is outstanding and … Continue reading
Posted in Investment course
Tagged applied investing, Applied Investment Management, David Krause, Dr. David Krause, EDGAR, hedge funds, inside information, Insider trading, legal insider trading, Marquette University, SAC Capital, SEC, securities violations, Steven Cohen, Stock, U.S. Securities and Exchange Commission
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